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Lyndon Pereira

Mizuho Securities USA LLC

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About Lyndon Pereira

Lyndon Pereira is a securities professional with over 17 years of experience in the financial industry. Lyndon is currently registered with Mizuho Securities USA LLC and has previously held positions at Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Lehman Brothers Inc. Lyndon holds a variety of licenses and designations, including Series 4, Series 7, Series 10, Series 24, and Series 63. Lyndon is committed to providing their clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Lyndon Pereira is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lyndon Pereira’s Registration & Firm History

NY

01/18/2023 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

11/10/2008 - 01/31/2023

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

09/22/2008 - 10/29/2008

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/28/2005 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/31/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/29/2017

Series 4 - Registered Options Principal Examination

BC

Issued 05/31/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/27/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lyndon Pereira.
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