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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyndon? Claim Your ProfileLyndon Palfrey is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Lyndon Palfrey is licensed to conduct business in North Carolina. Lyndon Palfrey has been in the industry since October 30, 2017. Lyndon Palfrey is a registered representative with FINRA and is also a registered investment advisor. Lyndon Palfrey has passed the Series 63, 65, and SIE exams, and is qualified to sell a wide range of investment products including mutual funds, variable contracts and more. Lyndon Palfrey works out of the Wells Fargo Clearing Services, LLC Wilmington, NC branch. Lyndon Palfrey's experience extends back to 2014 when Lyndon Palfrey began working at GameStop.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
12/04/2017 - Present
Wells Fargo Clearing Services, LLC (WILMINGTON NC)
IA
Issued 12/04/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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