Unclaimed
Lyndon Quinol is a registered representative with Charles Schwab & Co., Inc. Lyndon has been in the securities industry since August 2004. Lyndon has a Series 7, Series 6, Series 63, and Series 66 securities license. Lyndon also holds a Series 9 and Series 10 principal registration. Lyndon has previously worked for DIRECTED SERVICES LLC, AETNA INVESTMENT SERVICES, LLC, EQUITABLE DISTRIBUTORS, INC., SUNAMERICA CAPITAL SERVICES, INC., and T. ROWE PRICE INVESTMENT SERVICES, INC. Lyndon is registered with the state of Colorado and is an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
09/05/2017 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
AZ
06/21/2001 - 03/27/2009
DIRECTED SERVICES LLC (PHOENIX AZ)
CT
12/22/2000 - 06/27/2001
AETNA INVESTMENT SERVICES, LLC (WINDSOR CT)
NC
02/15/2000 - 11/10/2000
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
07/21/1999 - 02/11/2000
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MD
02/13/1998 - 05/10/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 09/01/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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