Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyndell? Claim Your ProfileLyndell Ray Fross has been in the financial services industry since 1984. Lyndell is currently a Registered Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. in Quincy, Illinois. Lyndell previously worked at Citigroup Global Markets Inc. from 1993 to 2008, Lehman Brothers Inc. from 1985 to 1993, and PaineWebber Incorporated from 1984 to 1985. Lyndell is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 63, and Series 65 licenses. Lyndell has been approved for registration as a securities professional in multiple states, including Illinois, Texas, Florida, California, and Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
11/25/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (QUINCY IL)
IL
07/31/1993 - 12/11/2008
CITIGROUP GLOBAL MARKETS INC. (QUINCY IL)
NY
02/14/1985 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/25/1984 - 01/30/1985
PAINEWEBBER INCORPORATED
IA
Issued 07/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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