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Lyndell Kathryn Giffenig

Baron Capital, Inc.

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About Lyndell Kathryn Giffenig

Lyndell Kathryn Giffenig is a financial professional with Baron Capital, Inc. Lyndell Giffenig is registered to offer securities in New York and is Series 7, Series 63, and SIE licensed. Lyndell Giffenig has been working in the securities industry since April 4, 2022.

Firm Information

Lyndell Giffenig is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lyndell Giffenig’s Registration & Firm History

NY

04/04/2022 - Present

Baron Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2022

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lyndell Kathryn Giffenig.
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