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Lynda Rodriguez

Swbc Investment Services, LLC

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About Lynda Rodriguez

Lynda Rodriguez is a financial professional who is registered with FINRA and holds a Series 52TO license and passed the Securities Industry Essentials Exam. Lynda has been in the financial industry since August 21, 2022. Lynda is currently employed by Swbc Investment Services, LLC and works out of their San Antonio office.

Firm Information

Lynda Rodriguez is currently registered with Swbc Investment Services, LLC. Swbc Investment Services, LLC is a Limited Liability Company formed in August 2004. The firm is registered in 49 states and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lynda Rodriguez’s Registration & Firm History

TX

08/22/2022 - Present

Swbc Investment Services, LLC (SAN ANTONIO TX)

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Licenses & Designations

BC

Issued 08/22/2022

SIE - Securities Industry Essentials Examination

BC

Issued 05/01/2021

Series 52TO - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lynda Rodriguez.
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