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Lynda Kommel-browne

Round Rock Advisors LLC

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About Lynda Kommel-browne

Lynda Kommel-browne is an investment advisor representative who has been in the industry since 1985. Lynda is currently affiliated with Round Rock Advisors LLC. Previously, Lynda was affiliated with LPL Financial LLC, Maybank Kim Eng Securities USA Inc., Credit Agricole Indosuez Securities, Inc., ABN AMRO Incorporated, ABN AMRO Asia Inc., Smith Barney Inc., Burns Fry Inc, and Hoare Govett Incorporated. Lynda has experience in financial planning, pension consulting, and selection of other advisors.

Firm Information

Lynda Kommel-browne is currently registered with Round Rock Advisors LLC. Round Rock Advisors LLC is an investment advisory firm based in Wilton, CT. The firm provides financial planning, portfolio management, and pension consulting services to individuals, high-net-worth individuals, corporations, and charitable organizations. They have a total of 1816 accounts under management, with approximately $673,293,156 in assets under management. The firm's website is https://www.linkedin.com/company/roundrockadvisors/about/ and HTTP://ROUNDROCKADVISORS.COM/.
Round Rock Advisors LLC

187 DANBURY ROAD

WILTON, CT 06897

$673.29M

Assets Under Management

Not reported

Total Clients

10

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lynda Kommel-browne’s Registration & Firm History

CT

05/31/2022 - Present

Round Rock Advisors LLC (WILTON CT)

CT

06/15/2020 - 09/08/2020

LPL FINANCIAL LLC (WESTPORT CT)

NY

10/01/2002 - 09/09/2019

MAYBANK KIM ENG SECURITIES USA INC. (NEW YORK NY)

NY

06/13/2001 - 09/11/2001

CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)

CT

05/01/1999 - 03/16/2001

ABN AMRO INCORPORATED (STAMFORD CT)

NY

03/15/1995 - 05/01/1999

ABN AMRO ASIA INC. (NEW YORK NY)

NY

03/02/1994 - 03/28/1995

SMITH BARNEY INC. (NEW YORK NY)

NY

04/21/1988 - 04/01/1994

BURNS FRY INC (NEW YORK NY)

NA

06/18/1985 - 04/21/1988

HOARE GOVETT INCORPORATED

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Licenses & Designations

BC

Issued 07/10/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Lynda Kommel-browne.
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