Unclaimed
Lynda Kommel-browne is an investment advisor representative who has been in the industry since 1985. Lynda is currently affiliated with Round Rock Advisors LLC. Previously, Lynda was affiliated with LPL Financial LLC, Maybank Kim Eng Securities USA Inc., Credit Agricole Indosuez Securities, Inc., ABN AMRO Incorporated, ABN AMRO Asia Inc., Smith Barney Inc., Burns Fry Inc, and Hoare Govett Incorporated. Lynda has experience in financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
05/31/2022 - Present
Round Rock Advisors LLC (WILTON CT)
CT
06/15/2020 - 09/08/2020
LPL FINANCIAL LLC (WESTPORT CT)
NY
10/01/2002 - 09/09/2019
MAYBANK KIM ENG SECURITIES USA INC. (NEW YORK NY)
NY
06/13/2001 - 09/11/2001
CREDIT AGRICOLE INDOSUEZ SECURITIES, INC. (NEW YORK NY)
CT
05/01/1999 - 03/16/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
03/15/1995 - 05/01/1999
ABN AMRO ASIA INC. (NEW YORK NY)
NY
03/02/1994 - 03/28/1995
SMITH BARNEY INC. (NEW YORK NY)
NY
04/21/1988 - 04/01/1994
BURNS FRY INC (NEW YORK NY)
NA
06/18/1985 - 04/21/1988
HOARE GOVETT INCORPORATED
BC
Issued 07/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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