Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyn? Claim Your ProfileLyn Anne Depaola is a financial professional with over 20 years of experience in the industry. Lyn is currently registered with MUFG Securities Americas Inc. Lyn has a strong background in the securities industry, having held previous positions at EVERCORE GROUP L.L.C., SWISS AMERICAN SECURITIES INC., TD WATERHOUSE INVESTOR SERVICES, INC., and CITIGROUP GLOBAL MARKETS INC. Lyn is licensed to offer securities and investment advice in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/27/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
04/17/2008 - 04/16/2020
EVERCORE GROUP L.L.C. (NEW YORK NY)
NY
12/11/2006 - 04/09/2008
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NE
05/24/2004 - 09/08/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
04/03/2002 - 05/21/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 11/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/16/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/04/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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