Unclaimed
Lyman Crawford Wray is a financial advisor with over 30 years of experience in the industry. Currently, Lyman works at Stephens and has been with them since September 2008. Prior to Stephens, Lyman worked at Wachovia Capital Markets, LLC, A. G. Edwards & Sons, Inc., Legg Mason Wood Walker, Incorporated, First Union Securities, Inc., Wachovia Securities, Inc., Wachovia Capital Markets, Inc., and Wachovia Brokerage Service. Lyman is a Series 7, Series 50, Series 53, and Series 63 licensed representative. Lyman holds a variety of licenses and registrations in several states, including Alabama, Arkansas, Florida, Georgia, Maine, Mississippi, North Carolina, and South Carolina. Lyman is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
GA
09/30/2008 - Present
Stephens (ATLANTA GA)
GA
11/26/2007 - 06/27/2008
WACHOVIA CAPITAL MARKETS, LLC (ATLANTA GA)
GA
10/14/2005 - 11/26/2007
A. G. EDWARDS & SONS, INC. (ATLANTA GA)
MD
04/18/2002 - 09/02/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
10/15/2001 - 01/14/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
04/01/1999 - 10/15/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
06/01/1998 - 04/01/1999
WACHOVIA CAPITAL MARKETS, INC. (WINSTON SALEM NC)
NC
04/04/1997 - 06/01/1998
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NC
08/22/1988 - 12/31/1993
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
NA
05/30/1984 - 08/02/1988
DEAN WITTER REYNOLDS INC.
BC
Issued 04/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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