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Lyliam Elisa Rosales

Interactive Brokers LLC

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About Lyliam Elisa Rosales

Lyliam Rosales is a financial advisor with Interactive Brokers LLC based in Chicago, Illinois. Lyliam has been in the industry since August 20, 2004. Lyliam has a Series 7, Series 31, and Series 63 license, as well as the SIE exam. Prior to joining Interactive Brokers LLC, Lyliam was employed at Morgan Stanley, Interactive Brokers LLC, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.

Firm Information

Lyliam Rosales is currently registered with Interactive Brokers LLC. Interactive Brokers LLC is a Limited Liability Company formed on March 9, 1998 and is approved to operate in all 50 U.S. states, the District of Columbia, Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lyliam Rosales’s Registration & Firm History

IL

04/06/2018 - Present

Interactive Brokers LLC (CHICAGO IL)

IL

07/11/2014 - 02/12/2018

MORGAN STANLEY (CHICAGO IL)

IL

03/18/2009 - 07/23/2013

INTERACTIVE BROKERS LLC (CHICAGO IL)

IL

04/02/2007 - 12/04/2008

MORGAN STANLEY & CO. INCORPORATED (CHICAGO IL)

IL

04/02/2003 - 04/02/2007

MORGAN STANLEY DW INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 11/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 03/31/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lyliam Elisa Rosales.
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