Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyle? Claim Your ProfileLyle Vincent Monteserrato is a financial advisor with UBS Financial Services Inc. in Weehawken, New Jersey. Lyle has been working in the securities industry since 2003 and has extensive experience in financial planning, portfolio management, and other advisory services. Lyle holds Series 7, 9, 10, 24, and 66 licenses. Previously, Lyle worked at CREDIT SUISSE SECURITIES (USA) LLC and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/28/2016 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
01/17/2003 - 02/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
01/15/2003 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BOTH
Issued 05/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/19/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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