Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyle? Claim Your ProfileLyle Flaugher is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lyle Flaugher has been in the financial services industry since 1989. Lyle Flaugher holds Series 7, Series 63 and Series 65 licenses and is registered in 23 states. Lyle Flaugher has worked at several firms throughout their career including Advest, Inc. and Lebenthal & Co., Inc. Lyle Flaugher's current firm has a total of over $1 trillion in assets under management. Lyle Flaugher's specializations include portfolio management for individuals, businesses, and pension plans. Lyle Flaugher provides various advisory services such as portfolio management, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/22/2006 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CT
06/07/2002 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
NY
06/07/1994 - 06/07/2002
LEBENTHAL & CO., INC. (NEW YORK NY)
NY
10/04/1993 - 11/16/1993
UNITED DANIELS SECURITIES, INC. (NEW YORK NY)
NY
12/15/1989 - 05/04/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CO
08/22/1989 - 11/02/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
IA
Issued 03/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lyle Flaugher is the right advisor for you? Invested Better is here to help.
