Unclaimed
Lyle McCombs has been active in the financial services industry since 2013. Lyle is currently registered with Tradeup Securities, Inc. and US Tiger Securities, Inc.. Lyle has held previous positions with BARCLAYS CAPITAL INC. and COMMERZBANK CAPITAL MARKETS CORP. Lyle is a Series 7, Series 27, Series 63, Series 99TO and SIE licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/05/2023 - Present
Tradeup Securities, Inc. (ROSELAND NJ)
NY
11/19/2001 - 11/17/2004
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/11/1993 - 01/27/2000
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 02/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/05/2023
Series 99TO - Operations Professional Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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