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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyle? Claim Your ProfileLyle Edward Moss is an active financial advisor registered with the state of Washington. Lyle has been a part of the financial services industry for over 40 years, since 1978. Currently, Lyle is a financial advisor at UBS Financial Services Inc., where he has been employed since 1982. Previously Lyle worked for KIDDER, PEABODY & CO. INCORPORATED between 1978 and 1982. Lyle has a wide range of specializations in the financial services industry, including investments, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
08/05/1982 - Present
UBS Financial Services Inc. (SEATTLE WA)
NA
09/25/1978 - 08/24/1982
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/1985
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/20/1984
Series 24 - General Securities Principal Examination
BC
Issued 11/30/1983
Series 4 - Registered Options Principal Examination
BC
Issued 11/19/1983
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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