Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyle? Claim Your ProfileLyle Davis Smith is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lyle is based in Charleston, West Virginia, and has been in the financial services industry since 2011. Lyle has a wide range of experience, working with clients across various sectors. Lyle holds multiple FINRA registrations and is licensed in 53 states, including Texas and West Virginia. Lyle has specialized knowledge of working with clients in the Insurance Companies, Charitable Organizations, High Net Worth Individuals, Pension and Profit Sharing Plans, Corporations or Other Businesses, and Individuals Other Than High Net Worth sectors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WV
02/12/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLESTON WV)
WV
12/12/2011 - 02/25/2015
UNITED BROKERAGE SERVICES, INC (CHARLESTON WV)
BOTH
Issued 02/11/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/20/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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