Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lykia? Claim Your ProfileLykia Yang is a financial advisor currently working at Wells Fargo Advisors Financial Network, LLC, a firm with over 2,000 advisors across the country. Lykia has worked in the financial industry for over 20 years, starting her career at Salomon Smith Barney Inc. in New York, before moving to Fresno, California, to work for Morgan Stanley Smith Barney and then Morgan Stanley & Co., Incorporated. Lykia is registered with both the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Lykia specializes in providing investment consulting services to institutional clients, as well as offering financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/11/2023 - Present
Wells Fargo Advisors Financial Network, LLC (FRESNO CA)
CA
06/01/2009 - 08/31/2016
MORGAN STANLEY (FRESNO CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (FRESNO CA)
CA
05/24/2002 - 04/02/2007
MORGAN STANLEY DW INC. (FRESNO CA)
NY
06/15/1999 - 05/30/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 06/07/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/13/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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