Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia Romero is a registered investment advisor representative with State Farm Investment Management Corp. Lydia has been in the industry since 2022 and is registered in California and Nevada. Lydia has passed the Series 63 and 65 exams, and is also licensed as a Series 6TO and holds the SIE designation. Lydia is committed to providing financial advice to individuals and investment companies. Lydia is also the owner of Lydia Romero's Insurance Agency, and a landlord with a single family home rental property.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NV
06/13/2023 - Present
State Farm Investment Management Corp. (Carson City NV)
IA
Issued 05/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/18/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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