Unclaimed
Lydia Rose Diaconou is an investment banking professional, registered with Wells Fargo Securities, LLC. Lydia is licensed to conduct business in all 50 states and has been in the industry for over a year. Lydia holds FINRA Series 79TO, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/26/2021 - Present
Wells Fargo Securities, LLC (San Francisco CA)
BC
Issued 10/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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