Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia Nunez is a financial advisor with Jefferies Investment Advisers LLC in NEW YORK, NY. Lydia has been in the securities industry since 1998. Lydia is a registered Investment Advisor Representative with the state of New York and holds Series 7, 9, 10, 31, 63, and 65 licenses. Prior to joining Jefferies Investment Advisers LLC, Lydia was a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley, and Credit Suisse Securities (USA) LLC. Lydia specializes in providing financial planning and portfolio management services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/24/2023 - Present
Jefferies Investment Advisers LLC (NEW YORK NY)
NY
10/29/2018 - 03/23/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/17/2016 - 10/15/2018
MORGAN STANLEY (PURCHASE NY)
NY
01/03/2012 - 05/13/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
04/09/2009 - 01/05/2012
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
02/19/1998 - 03/03/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/27/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/16/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/2020
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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