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Lydia Nicole Sonderman

Cetera Investment Services LLC

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About Lydia Nicole Sonderman

Lydia Sonderman is a financial advisor with Cetera Investment Services LLC. Lydia holds the Series 6 and Series 63 licenses. Lydia has been in the industry since May 17, 2018. Lydia is registered in Indiana.

Firm Information

Lydia Sonderman is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lydia Sonderman’s Registration & Firm History

IN

06/20/2019 - Present

Cetera Investment Services LLC (INDIANAPOLIS IN)

IN

05/18/2018 - 06/21/2019

FORESTERS FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 08/03/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lydia Nicole Sonderman.
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