Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia Zaldivar has been in the financial services industry since 2000. Lydia is currently a Registered Representative with Wells Fargo Clearing Services, LLC and is registered in Texas. Lydia is also a licensed agent in 43 states and the District of Columbia. Lydia previously worked at Morgan Stanley, Morgan Stanley & Co. Incorporated, Northern Trust Securities, Inc., Prudential Securities Incorporated and Paine Webber Incorporated. Lydia has experience in financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Lydia holds the Series 7, Series 63, and SIE securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/19/2013 - Present
Wells Fargo Clearing Services, LLC (LAKE MARY FL)
FL
06/01/2009 - 10/24/2012
MORGAN STANLEY (AVENTURA FL)
FL
06/20/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)
FL
05/19/2003 - 11/02/2006
NORTHERN TRUST SECURITIES, INC. (MIAMI FL)
NY
10/27/2000 - 06/05/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
08/16/2000 - 09/20/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 02/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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