Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia Lam is a registered investment advisor with J.P. Morgan Securities LLC. Lydia is based in Brooklyn, New York, and has been in the industry since 2008. Lydia is registered with the following states: Connecticut, Florida, Michigan, New Jersey, New York, North Carolina, Pennsylvania, Texas, Vermont and Washington. Lydia holds Series 7, Series 63, Series 65 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
10/11/2023 - Present
J.p. Morgan Securities LLC (BROOKLYN NY)
NY
05/22/2019 - 09/10/2021
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
09/25/2017 - 04/15/2019
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NY
02/28/2017 - 09/25/2017
LPL FINANCIAL LLC (NEW YORK NY)
NY
01/04/2017 - 02/28/2017
CETERA INVESTMENT SERVICES LLC (NEW YORK NY)
NY
07/16/2008 - 02/03/2017
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IA
Issued 12/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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