Unclaimed
Lydia Ruppenthal is a financial advisor registered with LPL Financial LLC. Lydia has been in the industry since 2020 and holds Series 7TO, SIE and Series 66 licenses. Lydia's primary office is located in Towson, MD, but also serves clients in California, Florida, Maryland, Michigan, New York, North Carolina, Pennsylvania, and Tennessee. Lydia provides financial planning, portfolio management, and consulting services to individuals, corporations, and charitable organizations. Lydia is committed to helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/03/2025 - Present
LPL Financial LLC (Towson MD)
TX
04/07/2022 - 08/01/2022
SIGNAL SECURITIES, INC. (TYLER TX)
BOTH
Issued 07/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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