Unclaimed
Lydia Gail Garrisi is a registered representative with Northwestern Mutual Investment Services, LLC. Lydia has been in the industry since May 2011. Lydia is currently registered with FINRA and the state of Florida. Lydia holds Series 6, Series 63, and SIE licenses. Lydia is located in Sarasota, FL and is affiliated with the Sarasota branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
FL
05/02/2011 - Present
Northwestern Mutual Investment Services, LLC (SARASOTA FL)
BC
Issued 05/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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