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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia Diclemente is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lydia has been in the financial services industry since 2004. Lydia has a wide range of experience working with clients, including individuals, businesses, insurance companies, pension and profit sharing plans, charitable organizations, and state or municipal government entities. Lydia is registered with the Securities and Exchange Commission (SEC) and holds multiple FINRA licenses, including Series 7, 9, 10, 23, 24, 63, and 66. Lydia is also registered as an Investment Advisor Representative in several states. Lydia is committed to providing her clients with personalized financial advice and investment strategies that meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/23/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SMITHTOWN NY)
NY
08/23/2004 - 01/18/2012
CITIGROUP GLOBAL MARKETS INC. (PLAINVIEW NY)
BOTH
Issued 02/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/25/2024
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/10/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/16/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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