Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lydia? Claim Your ProfileLydia C Beget-smith is a financial professional with over 20 years of experience in the financial services industry. Lydia is currently registered with Stifel, Nicolaus & Company, Inc., and has a strong background in providing financial advice to individuals, corporations, and institutions. Lydia holds the Series 7 and Series 63 licenses, as well as the SIE exam. Lydia is a dedicated and experienced financial advisor with a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (STOCKTON CA)
CA
06/01/2009 - 06/10/2016
MORGAN STANLEY (STOCKTON CA)
CA
02/01/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (STOCKTON CA)
CA
01/01/2008 - 02/07/2008
WACHOVIA SECURITIES, LLC (STOCKTON CA)
CA
09/01/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (STOCKTON CA)
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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