Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lyana? Claim Your ProfileLyana Monterrey is a financial advisor with over 30 years of experience in the industry. Lyana is currently registered with UBS Financial Services Inc. in California and Nevada and has previously worked at RBC Capital Markets, LLC, American Express Financial Advisors Inc., IDS Life Insurance Company, LINSCO/PRIVATE LEDGER CORP., SUTRO & CO. INCORPORATED, SALOMON SMITH BARNEY INC., and PAINEWEBBER INCORPORATED. Lyana is licensed to offer financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
12/01/2015 - Present
UBS Financial Services Inc. (WALNUT CREEK CA)
CA
03/27/2002 - 12/10/2015
RBC CAPITAL MARKETS, LLC (WALNUT CREEK CA)
MN
11/20/2001 - 02/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/20/2001 - 02/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
SC
05/22/2001 - 11/19/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
03/10/1999 - 04/06/2001
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
11/30/1998 - 03/22/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
10/11/1996 - 12/09/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
SC
01/18/1996 - 09/11/1996
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
11/04/1994 - 01/11/1996
VAN KASPER & COMPANY (SAN FRANCISCO CA)
NJ
12/26/1986 - 11/09/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 01/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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