Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luz? Claim Your ProfileLuz Barrera is a financial professional with over 17 years of experience in the financial services industry. Luz is currently registered with Principal Securities, Inc. and has previously worked with PRUCO SECURITIES, LLC., NYLIFE SECURITIES LLC, EQUITY SERVICES, INC., PRINCOR FINANCIAL SERVICES CORPORATION and PARK AVENUE SECURITIES LLC. Luz is licensed in Arizona, California and Colorado. Luz has a wide range of experience in the financial services industry and specializes in providing financial planning, pension consulting, educational seminars and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
11/30/2018 - Present
Principal Securities, Inc. (COSTA MESA CA)
CA
03/05/2015 - 11/23/2018
PRUCO SECURITIES, LLC. (IRVINE CA)
CA
01/25/2013 - 02/25/2015
NYLIFE SECURITIES LLC (ORANGE CA)
CA
11/01/2011 - 11/20/2012
EQUITY SERVICES, INC. (GLENDALE CA)
CA
11/06/2009 - 05/10/2011
PRINCOR FINANCIAL SERVICES CORPORATION (ORANGE CA)
CA
09/03/2004 - 04/30/2009
PARK AVENUE SECURITIES LLC (PASADENA CA)
BC
Issued 04/17/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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