Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luther? Claim Your ProfileLuther Haugan is an investment advisor representative at Oppenheimer & Co. Inc., based in Bellevue, Washington. Luther has been in the securities industry since 1990 and is registered with both the Financial Industry Regulatory Authority (FINRA) and the state of Washington. Luther's experience includes working at CIBC World Markets Corp. and Invest Financial Corporation. Luther holds a Series 7, Series 52, Series 63, and Series 65 licenses. Luther is a Certified Financial Planner. Luther offers a range of advisory services, including portfolio management for individuals and businesses, as well as financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
11/13/2007 - Present
Oppenheimer & Co. Inc. (BELLEVUE WA)
NY
03/06/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
WI
05/04/1992 - 09/14/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
WA
04/24/1990 - 04/27/1992
SECURITY PACIFIC INVESTMENTS, INC. A WASHINGTON CORPORATION (SEATTLE WA)
IA
Issued 7/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 7/1/1988
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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