Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luther? Claim Your ProfileLuther Dean Haugan is an investment advisor representative at Oppenheimer & Co. Inc. Luther has been in the financial industry since 1992 and has a wide range of experience, working with clients of all sizes. Luther is registered with the Securities and Exchange Commission (SEC) and has a strong track record of success in helping clients achieve their financial goals. Luther holds Series 7, Series 52, and Series 63 securities licenses as well as the Series 65 Investment Advisor Representative license. In addition to Luther's extensive experience and education, Luther is a Certified Financial Planner. This dedication to continuing education and professional development has given Luther a deeper understanding of the financial markets and how to navigate them for the benefit of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
11/13/2007 - Present
Oppenheimer & Co. Inc. (BELLEVUE WA)
NY
03/06/1995 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
WI
05/04/1992 - 09/14/1992
INVEST FINANCIAL CORPORATION (APPLETON WI)
WA
04/24/1990 - 04/27/1992
SECURITY PACIFIC INVESTMENTS, INC. A WASHINGTON CORPORATION (SEATTLE WA)
IA
Issued 07/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/1990
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1988
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Luther Haugan is the right advisor for you? Invested Better is here to help.
