Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lut ming? Claim Your ProfileLut ming Cheng is a financial professional with over 4 years of experience in the industry. Lut ming Cheng is currently registered with J.p. Morgan Securities LLC and is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Lut ming Cheng has held previous roles at Cantor Fitzgerald & Co., BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lut ming Cheng is a Series 7, 63, 86 and 87 licensed professional. Lut ming Cheng has been a Registered Representative and Investment Advisor Representative since 2017. Lut ming Cheng offers portfolio management services for businesses and individuals. Lut ming Cheng is also a financial planner and pension consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
05/30/2022 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/12/2021 - 04/25/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/10/2019 - 05/06/2021
BOFA SECURITIES, INC. (NEW YORK NY)
NY
12/19/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/02/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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