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Lureen Marie Lasher-ong

Daiwa Capital Markets America Inc.

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About Lureen Marie Lasher-ong

Lureen Marie Lasher-ong is a securities professional with over 28 years of experience in the industry. Currently, Lureen is registered with Daiwa Capital Markets America Inc. as a General Securities Principal. Lureen also holds Series 24, Series 10, Series 9, Series 79TO, Series 57TO, SIE, and Series 7 licenses and is registered with the Financial Industry Regulatory Authority (FINRA). Before Daiwa Capital Markets America Inc., Lureen was employed by HSBC Securities (USA) INC., PaineWebber Incorporated, and NationsBanc Capital Markets, INC. Lureen is licensed to conduct business in 52 states and the District of Columbia.

Firm Information

Lureen Lasher-ong is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lureen Lasher-ong’s Registration & Firm History

NY

10/29/2004 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

10/19/1998 - 11/09/2004

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

NJ

07/19/1996 - 10/21/1998

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

03/31/1994 - 06/19/1996

NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/28/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/28/2024

Series 24 - General Securities Principal Examination

BC

Issued 09/05/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/29/1999

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Lureen Marie Lasher-ong.
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