Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lupton? Claim Your ProfileLupton Haigler is a financial advisor currently registered with Janney Montgomery Scott LLC in Raleigh, North Carolina. Lupton has been in the securities industry since May 20, 2008. Lupton previously worked for Truist Investment Services, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, and Clearview Correspondent Services, LLC. Lupton holds Series 7, Series 63, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
07/22/2021 - Present
Janney Montgomery Scott LLC (RALEIGH NC)
NC
02/17/2021 - 07/22/2021
TRUIST INVESTMENT SERVICES, INC. (MOREHEAD CITY NC)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
NC
05/21/2008 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (CHARLOTTE NC)
VA
08/16/2010 - 06/22/2011
CLEARVIEW CORRESPONDENT SERVICES, LLC (RICHMOND VA)
BOTH
Issued 07/09/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/15/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lupton Haigler is the right advisor for you? Invested Better is here to help.
