Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lupe? Claim Your ProfileLupe Ledezma Sanchez is a financial advisor with Wells Fargo Clearing Services, LLC in Visalia, CA. Lupe has been in the financial services industry since 1989, and has a strong track record of providing financial guidance to individuals and families. Lupe is licensed to offer securities and investment advisory services in the state of California. Lupe has a strong commitment to helping her clients achieve their financial goals, and is dedicated to providing personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Wells Fargo Clearing Services, LLC (VISALIA CA)
CA
03/23/2009 - 09/30/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (VISALIA CA)
CA
04/02/2007 - 03/25/2009
MORGAN STANLEY & CO. INCORPORATED (VISALIA CA)
CA
07/20/2004 - 04/02/2007
MORGAN STANLEY DW INC. (VISALIA CA)
NY
03/09/2002 - 07/30/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
02/05/2001 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
10/04/1991 - 02/01/2001
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/18/1989 - 09/19/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 07/20/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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