Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luna? Claim Your ProfileLuna K Mills is a financial professional with over 7 years of experience in the securities industry. Luna has a Series 63, Series 24, Series 79 and Series SIE licenses. Luna currently works at TD Securities (usa) LLC as a registered representative and is registered in all states. Luna's previous experience includes working as a registered representative at MUFG Securities Americas Inc and BTMU Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/06/2018 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/23/2017 - 08/29/2018
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
03/10/2011 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 07/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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