Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Wingate Cree is a registered representative with Mizuho Securities USA LLC, a firm that is not in scope for the Investment Advisor Act of 1940. Luke Cree joined the firm in July of 2019 and is currently registered to sell securities in all 50 states and the District of Columbia. Luke Cree is a Series 63 and Series 79TO holder. In addition, Luke Cree is a Series SIE holder, which is required for all registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/01/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 11/30/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2019
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2019
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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