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Luke W Ripienski

Prosperity Capital Advisors

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About Luke W Ripienski

Luke Ripienski is a financial advisor at Prosperity Capital Advisors. Luke has been a registered representative since 2002. Luke specializes in financial planning and investment management for individuals and businesses. Luke has a broad range of experience in the financial services industry. Prior to joining Prosperity Capital Advisors, Luke worked at Principal Securities, Inc. and MML Investors Services, LLC. Luke holds a Series 6, 7, 10, 24, 52, 53, 63, and 66 license and is a Certified Financial Planner.

Firm Information

Luke Ripienski is currently registered with Prosperity Capital Advisors. Prosperity Capital Advisors is an investment advisory firm based in WESTLAKE, OH, with over 96 licensed agents and over 101 investment adviser representatives. They manage over $2.2 billion in assets for a variety of clients, including high-net-worth individuals, corporations, and pension plans. The firm provides financial planning, portfolio management, and educational seminars. They also assist clients with selecting other financial advisors.
Prosperity Capital Advisors

30400 DETROIT ROAD

WESTLAKE, OH 44145

$2.25B

Assets Under Management

280

Total Clients

100

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luke Ripienski’s Registration & Firm History

MN

05/26/2023 - Present

Prosperity Capital Advisors (Woodbury MN)

MN

05/09/2018 - 10/12/2022

PRINCIPAL SECURITIES, INC. (LAKE ELMO MN)

MN

03/25/2017 - 10/19/2017

MML INVESTORS SERVICES, LLC (MINNETONKA MN)

MN

07/28/2008 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (MINNETONKA MN)

MN

11/19/2012 - 01/02/2015

NEW ENGLAND SECURITIES (MINNEAPOLIS MN)

MA

07/29/2002 - 12/31/2004

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

07/29/2002 - 12/31/2004

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/14/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/02/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/2017

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/15/2016

Series 24 - General Securities Principal Examination

BC

Issued 11/20/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/15/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/26/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Luke W Ripienski.
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