Unclaimed
Luke Ripienski is a financial advisor at Prosperity Capital Advisors. Luke has been a registered representative since 2002. Luke specializes in financial planning and investment management for individuals and businesses. Luke has a broad range of experience in the financial services industry. Prior to joining Prosperity Capital Advisors, Luke worked at Principal Securities, Inc. and MML Investors Services, LLC. Luke holds a Series 6, 7, 10, 24, 52, 53, 63, and 66 license and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
05/26/2023 - Present
Prosperity Capital Advisors (Woodbury MN)
MN
05/09/2018 - 10/12/2022
PRINCIPAL SECURITIES, INC. (LAKE ELMO MN)
MN
03/25/2017 - 10/19/2017
MML INVESTORS SERVICES, LLC (MINNETONKA MN)
MN
07/28/2008 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (MINNETONKA MN)
MN
11/19/2012 - 01/02/2015
NEW ENGLAND SECURITIES (MINNEAPOLIS MN)
MA
07/29/2002 - 12/31/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/29/2002 - 12/31/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 11/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/15/2016
Series 24 - General Securities Principal Examination
BC
Issued 11/20/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/26/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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