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Luke Vaughn

Fifth Third Securities, Inc.

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About Luke Vaughn

Luke Vaughn is a financial advisor with Fifth Third Securities, Inc. Luke has been in the industry since 2021 and has experience with H2C SECURITIES INC. and CABRERA CAPITAL MARKETS, LLC. Luke holds the Series 63, Series 79TO, Series 50, Series 52TO, and SIE exams. Luke is registered with the following states: California, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Massachusetts, Michigan, New York, Ohio, and Virginia. Luke specializes in portfolio management for businesses and individuals.

Firm Information

Luke Vaughn is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Luke Vaughn’s Registration & Firm History

IL

03/29/2024 - Present

Fifth Third Securities, Inc. (CHICAGO IL)

IL

10/05/2021 - 04/01/2024

H2C SECURITIES INC. (CHICAGO IL)

IL

03/05/2021 - 06/24/2021

CABRERA CAPITAL MARKETS, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 03/19/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/06/2021

Series 50 - Municipal Advisor Representative Qualification Exam

BC

Issued 03/05/2021

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Luke Vaughn.
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