Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Timothy Smith is a financial professional with over 40 years of experience in the industry. Luke is currently a Registered Representative at Chapin, Davis in Baltimore, MD. Luke has held various leadership roles within the firm and has a strong track record of success in providing financial advice and investment management services. Luke is dedicated to helping clients reach their financial goals through personalized financial plans and investment strategies. Luke has a comprehensive understanding of the financial markets and is committed to staying abreast of current trends and developments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Concessions paid by issuers of securities sold to clients
1
2
MD
12/01/1997 - Present
Chapin, Davis (BALTIMORE MD)
MD
02/23/1994 - 12/18/1997
CHESAPEAKE SECURITIES RESEARCH CORPORATION (SEVERNA PARK MD)
MD
03/21/1991 - 02/23/1994
CHAPIN, DAVIS (BALTIMORE MD)
MD
10/21/1987 - 03/27/1991
JONES FALLS SECURITIES INC. (BALTIMORE MD)
NA
02/10/1986 - 10/22/1987
CARDY & CO.,INCORPORATED
NA
05/24/1982 - 02/07/1986
OLDE & CO., INCORPORATED
IA
Issued 12/03/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/08/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 05/31/1983
Series 4 - Registered Options Principal Examination
BC
Issued 03/02/1983
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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