Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Tien-lu Tung is a financial professional with over 20 years of experience in the industry. Luke is currently registered with Oneamerica Securities, Inc. in California, Indiana, and Oregon. Luke has previously worked with MML Investors Services, LLC, AXA Advisors, LLC, ING Financial Partners, Inc., Legacy Financial Services, Inc., NYLIFE Securities Inc., MONY Securities Corporation, Signator Investors, Inc. and WMA Securities, Inc.. Luke holds Series 6, 7, 24, 52, 53, 63, 65, and 66 securities licenses and holds the Certified Financial Planner and Chartered Financial Consultant designations. Luke provides financial planning, portfolio management, and educational seminars to individual and corporate clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IN
09/29/2021 - Present
Oneamerica Securities, Inc. (INDIANAPOLIS IN)
CA
11/25/2015 - 10/04/2016
MML INVESTORS SERVICES, LLC (IRVINE CA)
CA
02/02/2009 - 12/01/2015
AXA ADVISORS, LLC (IRVINE CA)
CA
02/27/2007 - 01/27/2009
ING FINANCIAL PARTNERS, INC. (HACIENDA HEIGHTS CA)
CA
08/23/2006 - 12/04/2006
LEGACY FINANCIAL SERVICES, INC. (SAN GABRIEL CA)
CA
02/24/2003 - 08/22/2006
NYLIFE SECURITIES INC. (BREA CA)
NY
12/20/2000 - 02/12/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
03/10/2000 - 01/19/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
GA
03/01/2000 - 08/17/2000
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 04/07/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 04/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 02/29/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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