Unclaimed
Luke Thomas Walthall is a registered representative with Northwestern Mutual Investment Services, LLC, located in Carmel, IN. Luke has been in the industry since August 5, 2024, and holds the Series 6TO and SIE licenses. Northwestern Mutual Investment Services, LLC is an investment advisor firm with a total of 2181 licensed agents and 2399 registered representatives. The firm's main office is located in Milwaukee, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
08/06/2024 - Present
Northwestern Mutual Investment Services, LLC (Carmel IN)
BC
Issued 08/06/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/08/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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