Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Thomas Pfannenstiel is an investment professional who has been in the industry since 2007. Luke has a diverse background, having worked at several firms including Securities America, Inc., Sagepoint Financial, Inc., and Signator Investors, Inc. Luke is currently registered with Osaic Wealth, Inc. and holds several licenses including Series 7, Series 66, and Series 53. Luke provides financial planning services and specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NE
06/14/2024 - Present
Osaic Wealth, Inc. (OMAHA NE)
NE
08/05/2022 - 06/14/2024
SECURITIES AMERICA, INC. (OMAHA NE)
AZ
02/17/2022 - 08/05/2022
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
NE
03/27/2012 - 08/05/2022
SECURITIES AMERICA, INC. (Omaha NE)
NE
12/03/2009 - 03/30/2012
SIGNATOR INVESTORS, INC. (OMAHA NE)
NE
03/19/2012 - 03/20/2012
SECURITIES AMERICA, INC. (LAVISTA NE)
NE
04/23/2007 - 11/02/2009
SECURITIES AMERICA, INC. (LAVISTA NE)
BOTH
Issued 06/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/03/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/07/2009
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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