Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Thomas Brown is a registered representative with Fidelity Personal And Workplace Advisors. Luke has been in the securities industry since 2017. Luke has a Series 6, 7, 63, 66, 9, and 10 securities license. Luke is registered to provide investment advice in 53 states. Luke is also registered as an Investment Advisor Representative (IAR) in Virginia and Texas. Luke's previous employers include MML Investors Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
KY
08/06/2021 - Present
Fidelity Personal AND Workplace Advisors (COVINGTON KY)
VA
03/08/2021 - 05/11/2021
MML INVESTORS SERVICES, LLC (Glen Allen VA)
VA
03/11/2020 - 02/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LYNCHBURG VA)
VA
01/10/2017 - 03/12/2020
PFS INVESTMENTS INC. (LYNCHBURG VA)
BOTH
Issued 11/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/27/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/10/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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