Unclaimed
Luke Thacker is a financial professional with over 9 years of experience in the industry. Luke is currently registered with Ares Wealth Management Solutions, LLC. Previously, Luke was employed with Morgan Stanley and Fidelity Investments Institutional Services Company, Inc.. Luke is licensed in Alabama, Arkansas, Colorado, Florida, Georgia, Louisiana, Mississippi and Texas. Luke has passed the Series 63, Series 7 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
10/14/2019 - Present
Ares Wealth Management Solutions, LLC (DENVER CO)
NY
03/20/2018 - 10/01/2019
MORGAN STANLEY (PURCHASE NY)
TX
06/04/2014 - 02/27/2018
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
BC
Issued 06/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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