Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Steven Johnson is a financial advisor with over 10 years of experience in the financial industry. Luke is currently registered with Fidelity Personal and Workplace Advisors and holds licenses in both Minnesota and Texas. Luke has previously worked with CETERA ADVISOR NETWORKS LLC, RIVERSOURCE DISTRIBUTORS, INC., and AXA ADVISORS, LLC. Luke has passed a number of industry exams including the Series 7, Series 63, Series 65, and Series 66 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
04/04/2022 - Present
Fidelity Personal AND Workplace Advisors (EAGAN MN)
MN
08/26/2020 - 07/01/2021
CETERA ADVISOR NETWORKS LLC (PLYMOUTH MN)
MN
05/29/2014 - 01/17/2020
RIVERSOURCE DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MN
09/20/2011 - 05/27/2014
AXA ADVISORS, LLC (MINNEAPOLIS MN)
BOTH
Issued 03/25/2022
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/22/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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