Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Spain is a registered representative with Moelis & Co. LLC. Luke has been in the securities industry since July 16, 2021 and is currently based out of the firm's Los Angeles branch office. Luke holds the Series 7, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
07/17/2021 - Present
Moelis & Co. LLC (LOS ANGELES CA)
BC
Issued 08/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/17/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Luke Spain is the right advisor for you? Invested Better is here to help.
