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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Baxter is an Investment Advisor Representative at Dakota Wealth, LLC. Luke has been in the financial services industry since 2008. Luke has a Series 6, Series 7, Series 63 and Series 65 license. Luke has been associated with Dakota Wealth, LLC since February 2019. Prior to that, Luke was associated with DAKOTA WEALTH, LLC (FORMERLY OAKMONT PARTNERS, LLC) in Peabody, MA starting September 2011. Luke was previously associated with FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. in Smithfield, RI. Luke specializes in working with high net worth individuals, individuals other than high net worth, corporations or other businesses, pooled investment vehicles, charitable organizations, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Outsourced investment advisory services for other advisers; tax preparation/filing
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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FL
10/10/2018 - Present
Dakota Wealth, LLC (PALM BEACH GARDENS FL)
RI
08/12/2009 - 06/28/2010
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
09/01/2008 - 11/21/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 11/17/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2010
Series 7 - General Securities Representative Examination
BC
Issued 08/29/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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