Unclaimed
Luke McCarty is a financial advisor with Prostatis Financial Advisors Group. Luke is a Certified Financial Planner and has been in the financial services industry since 2014. Luke is registered with the state of Florida and holds the Series 66, Series 7, Series 9, Series 10 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
10/30/2019 - Present
Prostatis Financial Advisors Group (Melbourne FL)
MO
03/05/2018 - 08/22/2019
UMB FINANCIAL SERVICES, INC. (KANSAS CITY MO)
KS
07/29/2014 - 02/02/2018
RAYMOND JAMES FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
BOTH
Issued 08/26/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/19/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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