Unclaimed
Luke Roden has been in the financial services industry since January 26, 2002. Luke is currently registered with J.P. Morgan Institutional Investments Inc. Luke has also worked for Goldman, Sachs & Co., Old Mutual Investment Partners, Dreyfus Service Corporation, and Lord Abbett Distributor LLC. Luke holds the Series 7 and Series 66 licenses. Luke is currently registered in Maine, New Hampshire, New York, North Carolina, Pennsylvania, Texas, and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/10/2014 - Present
J.p. Morgan Institutional Investments Inc. (Jersey City NJ)
NY
11/17/2009 - 10/23/2014
GOLDMAN, SACHS & CO. (NEW YORK NY)
MA
03/07/2007 - 07/27/2009
OLD MUTUAL INVESTMENT PARTNERS (BOSTON MA)
NY
06/23/2004 - 02/02/2007
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NJ
08/23/2001 - 06/09/2004
LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)
BOTH
Issued 09/27/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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