Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Luke? Claim Your ProfileLuke Robichaud is a financial advisor with Osaic Institutions, Inc. Luke is a Registered Representative and Investment Advisor Representative. Luke has been in the financial industry for 23 years and has a Series 6, Series 7, Series 24, Series 63, and Series 65. Luke has a Certified Financial Planner designation. Luke is located in NEWTOWN, CT and has been with Osaic Institutions, Inc. since 2022. Luke has experience in the following areas: financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for individuals. Luke has experience with the following client types: charitable organizations, high-net-worth individuals, corporations or other businesses, individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
05/02/2022 - Present
Osaic Institutions, Inc. (NEWTOWN CT)
CO
01/03/2020 - 05/06/2022
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
11/02/2016 - 01/28/2020
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
KY
12/23/2013 - 10/21/2016
INFINEX INVESTMENTS, INC. (LEXINGTON KY)
PA
12/06/2012 - 05/07/2013
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WAYNE PA)
CO
02/01/2008 - 05/16/2012
FTAM FUNDS DISTRIBUTOR, INC. (DENVER CO)
CO
06/04/2007 - 02/01/2008
ALPS DISTRIBUTORS, INC. (DENVER CO)
OH
04/23/2002 - 05/11/2007
BISYS FUND SERVICES LIMITED PARTNERSHIP (CINCINNATI OH)
MA
01/01/2002 - 04/11/2002
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/06/2000 - 01/01/2002
JOHN HANCOCK FUNDS, INC. (BOSTON MA)
MA
01/26/1999 - 01/20/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 05/05/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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